Overview

Tony Bakale, CPA

Chris Bellamy, CPA

Marcy Conklin, CPA

Maura Corrigan, CPA

Aly Cottam, CPA

Lisa Downing, CPA, MSA

Brett Eichenberger, CPA

Kerry Gubics, CPA

Stephanie A. Hanayik

Keith Klodnick, CPA

Michael Kolk, CPA, MS, JD

Julie Lowry, CPA

Chris MacLaren, CPA

Peggy McCaffrey, CPA

Mike Meckstroth, CPA

Shelly Nahrstedt, CPA

Patricia Piteo, CPA

Mark Schikowski, CPA

Rob Velotta, CPA, MT

Beth Whitmer, CPA

MY FOCUS:

• Chief Compliance Officer for Cohen Fund Audit Services’ affiliated FINRA-registered broker/dealer, SFI Capital Group, LLC, and its affiliated SEC Registered Investment Advisor, Sequoia Financial Advisors, LLC¹
• Independent compliance consulting services for FINRA-Member broker/dealers and Registered Investment Advisory Firms, including start-up services, on-going consulting services and audit services

RECENT PROJECTS:

• Completed the 180-day new membership application process for an M&A/investment banking firm requesting to become a FINRA-registered broker/dealer

PROFESSIONAL ASSOCIATIONS & EDUCATION:

• Cleveland State University, M.B.A. with a specialization in marketing
• Bowling Green State University, B.S.B.A. with a specialization in finance
• FINRA Series 7, 24, 79, 63 and 65 Licensed²

UP CLOSE:

• Enjoys spending time with family and friends
• Recent read: Too Good To Be True: The Rise and Fall of Bernie Madoff by Erin Arvedlund

¹ SFI Capital Group, LLC and its related entities, and Sequoia Financial Advisors, LLC and its related entities are separate companies with common, but not identical, ownership to CFAS.

² Series 7, 24, 79 & 63 Registrations maintained with SFI Capital Group, LLC. Series 65 Registration maintained with Sequoia Financial Advisors, LLC.